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Compliance Audit Services
Check that your business follows the laws, regulations, licence conditions and internal policies that apply to it.
Stay on the right side of the rules
UAE businesses must comply with company law, licensing conditions, labour law, tax rules, anti money laundering requirements and sector specific regulations. Gaps can lead to fines and reputational damage.
A compliance audit tests your practices against these requirements and gives you a clear plan to close any gaps.
At a glance
- Regulatory compliance review
- Licence condition checks
- Policy compliance testing
- Gap analysis
- Remediation plan
What we review
- Company law and licence conditions
- VAT and corporate tax compliance
- AML and KYC procedures
- Labour law and WPS
- Data protection practices
- Internal policies and approvals
- Contract compliance
- Regulatory filings
Why work with Emna Capital
01
Independent and objective
Reviews are planned and performed with professional scepticism and a clear focus on the risks that matter to you.
02
Practical findings
Every engagement ends with clear observations and recommendations your team can act on.
03
Regulator ready
Reports are prepared to satisfy free zone authorities, banks, investors and other stakeholders.
04
Minimal disruption
We agree timelines and document requests in advance so your team can keep running the business.
How we work
Step 1
Planning
We understand the business, agree the scope and identify the key risk areas.
Step 2
Fieldwork
Controls, transactions and balances are tested against agreed criteria.
Step 3
Findings
Issues are discussed with management so the facts are clear and agreed.
Step 4
Reporting
You receive a clear report with conclusions and practical recommendations.
Frequently asked questions
At least annually, and whenever regulations or your business model change significantly.
No. It identifies gaps against requirements. Legal interpretation in complex cases should be confirmed with lawyers.
Yes. We review AML frameworks for businesses designated as DNFBPs and others.
Talk to an Emna Capital advisor
Tell us what you are planning and we will map out the route, the paperwork and the timeline. The first consultation is free.